Protecht for banks

Strengthen compliance. Own your risk.

Empower your compliance, risk, and executive teams with one platform built to manage regulatory change, control oversight, and operational resilience, and tailored for the unique demands of U.S. banks.

Stay ahead of changing regulations and obligations

Streamline how your institution captures, assesses, and responds to regulatory updates from the OCC, Federal Reserve, FDIC, CFPB, and other agencies.

Monitor and manage compliance with capital rules, BSA/AML requirements, CRA obligations, and CFPB consumer protection laws in a single, centralized platform
Track regulatory changes and map them to policies, controls, and obligations to reduce manual effort and oversight risk
Assign ownership, schedule actions, and log attestations to meet deadlines with confidence
Enable clear and consistent board reporting with real-time dashboards and audit trails

Gain an integrated view of enterprise risk

Consolidate fragmented risk and compliance systems into one connected framework for full visibility and better decisions.

Connect risk registers, controls, obligations, and incidents in one place
Align internal controls directly to SOX and COSO frameworks for governance assurance
Meet regulatory expectations for enterprise-wide risk management, including independent oversight and board accountability
Report across all risk types with dynamic dashboards showing trends, heatmaps, and control effectiveness
Replace spreadsheets and siloed tools with a scalable solution built for institutions of all sizes

Strengthen operational resilience and incident response

Meet rising expectations for resilience, third-party oversight, and incident management across critical operations and services.

Record, triage, escalate, and resolve incidents with automation and traceability
Maintain and test business continuity and disaster recovery (BC/DR) plans for critical functions and service providers
Conduct root cause analysis and link incidents to risks, controls, and obligations
Support compliance with FFIEC guidance on cybersecurity, operational continuity, and third-party resilience

Manage third-party risk with confidence and clarity

Maintain robust oversight of your vendors, fintech partners, and outsourced service providers with a complete third-party risk management program.

Build a comprehensive inventory of service providers with tiered risk ratings and performance metrics
Schedule and document initial and ongoing due diligence, contract reviews, and risk assessments
Map vendor risks to related controls, incidents, and business continuity plans
Strengthen resilience and meet the OCC’s 2023 third-party risk management expectations

Trusted by well known organisations

Flexible risk management. Designed by risk experts.

Analytics & dashboards

Configurable platform

User experience

Implementation and support

Your insights. Made for action.

Get a full picture of your business’s risk profile – so you can make better strategic decisions faster. Protecht’s platform delivers interconnected, structured data through dashboards and reports that can be easily categorized and documented. So you can spot trends and identify areas that need the most action. And bring important stakeholders along the journey too.

A platform of possibilities.

Our system can be configured to your business’s unique needs without any coding. With features like a dynamic form builder, the capability to automate notifications and email alerts based on your unique needs and customizable risk assessment scales, it has the flexibility you need for a risk solution that’s all your own.

Designed for teams. Delivered to take you further.

Risk management isn’t the responsibility of one person. Protecht’s clean, easy-to-use solutions help you engage and empower more of your team – so that risk ownership reaches more of your organization. That means less time chasing teammates on the day-to-day tasks. And more time focusing on strategic work that makes the biggest difference

Get the expertise. Experience success.

No two organizations are the same – and that includes how they manage risk. For over twenty years we’ve been partnering with clients across all kinds of industries to implement ERM solutions that adapt to their needs and set them up for success. Our team can quickly implement a way forward that works for you – and then keep you at the forefront of any key changes to the risk landscape.

Case Study

How Pinnacle Investment Management stays in control with Protecht

Pinnacle Investment Management needed a robust and scalable system that they could easily adapt to meet operational and regulatory obligations worldwide. Choosing Protecht ERM meant that their own expert risk managers could stay in the driver’s seat.

Thought leadership on risk for banks

Watch our latest thought leadership webinars and read the latest blogs, eBooks and white papers on risk management topics for banks.

Blog

Anti Money Laundering (AML) Fraud Detection & Compliance

Read now

Blog

Comprehensive Guide to Fraud Detection Techniques and Prevention Strategies

Read now

Blog

Oversight is coming: time for beefing up US bank risk management.

Read now

Blog

Why Silicon Valley Bank collapsed? Which voices were they listening to.

Read now

Frequently asked questions on governance, risk and compliance (GRC) for banks

U.S. banks must comply with a complex and evolving set of regulatory requirements. Key areas include capital and liquidity rules, BSA/AML compliance, CRA obligations, consumer protection laws enforced by the CFPB, and risk governance frameworks aligned with OCC, Federal Reserve, and FDIC expectations. Protecht supports integrated compliance management, regulatory mapping, and board-ready reporting.

Following high-profile bank failures in 2023, regulators have increased scrutiny across liquidity risk, interest rate risk, operational resilience, and third-party oversight. Basel III “endgame” reforms are being implemented, CRA obligations are being modernized, and fintech partnerships are under closer supervision. Protecht helps banks stay compliant by centralizing obligations, automating change tracking, and demonstrating readiness to regulators.

Banks are expected to maintain robust business continuity and disaster recovery plans, oversee critical third parties, and prepare for cyber threats and service disruptions. Protecht provides structured workflows for incident management, resilience testing, and vendor oversight, aligned with FFIEC expectations and supervisory guidance.

Protecht offers a centralized system to document vendor relationships, assess risks, monitor performance, and link third-party risks to incidents and controls. It supports compliance with updated OCC guidance on third-party risk management and helps banks strengthen resilience across their service provider ecosystem.

Protecht brings risk, compliance, audit, and incident data into a single platform, improving visibility, board reporting, and regulatory alignment. Banks can streamline control testing, automate regulatory workflows, and embed risk management into daily operations, supporting accountability across governance structures.

Banks are facing increasing exposure to cybersecurity threats, fintech dependencies, climate-related financial risks, and model risk from AI and analytics. Real-time payment adoption (e.g. FedNow) also introduces new operational and vendor risks. Protecht enables banks to continuously monitor these risks, conduct scenario analysis, and maintain integrated control oversight.

Strengthen compliance. Own your risk.

Stay ahead of changing regulations and obligations

Gain an integrated view of enterprise risk

Strengthen operational resilience and incident response

Manage third-party risk with confidence and clarity

Trusted by well known organisations