Compliance management

Compliance. Without the complexity.

Protect your organization with one platform to manage obligations, monitor compliance and stay ahead of regulatory change.

Greater visibility & protection

One connected view of compliance to manage obligations, regulatory change, and the impact on organizational risk.

Centrally manage regulatory obligations and the lifecycle of regulatory change
Dynamically link obligations and regulatory changes to risks, controls, incidents, breaches, issues, and policies
Consolidate compliance questions, reviews, and attestations.
Establish a single source of truth, with the evidence to demonstrate compliance and regulatory change response.

Manage obligations

Centralize, assign, and monitor obligations across jurisdictions, business units, products, services, and regulatory themes.

Centrally track obligations, owners, reviews, and ratings
Link obligations to policies, controls, risks, incidents, issues, breaches, and evidence
Track status, review dates, gaps, exceptions, and overdue items
Identify non-compliance and emerging exposure faster
Report clearly with AI-powered compliance insights

Respond to regulatory change

Identify, assess, and implement regulatory changes before compliance gaps emerge.

Capture regulatory updates from the content provider of your choice
Assess applicability, materiality, business impact, and required action
Automate workflows to route changes to the right stakeholders
Link changes to obligations, policies, controls, risks, processes, systems, and assurance activity

Run attestations and reviews

Confirm compliance consistently and capture evidence across the business.

Schedule recurring attestations and compliance reviews
Assign tasks to obligation owners, control owners, and business stakeholders
Capture responses, comments, evidence, exceptions, and approvals
Escalate overdue reviews and incomplete attestations
Convert gaps or non-compliance into issues and actions
Maintain an audit trail of review activity, decisions, and outcomes

Compliance brochure.

Find out how Protecht helps you to achieve compliance objectives, improve resilience and manage risk.

The complete guide to compliance.

Managing compliance is a formidable task due to the sheer quantity of requirements. Get a helping hand.

Enterprise risk management buyer’s guide.

What an ERM solution is, why you need one, and how to make the right choice.

Calculate your ROI.

See how much you can save with Protecht.

Built for connected compliance management.

Obligations register

Regulatory change management

Policy and control linkage

Compliance reviews

Attestations

Actions and issue management

Dashboards and reporting

Obligations register

Maintain a structured, searchable register of obligations with owners, review dates, ratings, links, and supporting evidence.

Regulatory change management

Capture, assess, assign, implement, and close regulatory updates in a controlled workflow.

Policy and control linkage

Connect obligations and regulatory updates to the policies, procedures, controls, risks, and assurance activities that manage them.

Compliance reviews

Schedule and complete periodic reviews to confirm whether obligations, controls, and policies remain effective.

Attestations

Collect formal confirmations from business owners and control owners, supported by comments, evidence, and exception handling.

Actions and issue management

Turn gaps, non-compliance, exceptions, and regulatory change impacts into tracked actions and issues.

Dashboards and reporting

Track compliance status, overdue reviews, attestation progress, regulatory change impacts, open actions, issues, and emerging risk themes.

Preconfigured content – for a turnkey launch

Optimize your risk management at the click of a button. Set up and maintain your ERM system with Marketplace: preconfigured registers, dashboards and reports.

Popular register packages for compliance management

Obligations Management

Centrally manage and gain visibility into obligations across your organization. The Obligations Management register and dashboard help you:

Consolidate obligation details and link them to your risk and compliance framework
Ensure consistency in the data
Highlight priority areas that need attention such as extreme obligations and overdue reviews
Communicate obligations issues to executive and the board

Incident and Breach Management

This package delivers a register and dashboard to support effective incident and breach management and continual improvement.

Reduce the time staff spend on consistently logging incidents (both actual and near misses) and breaches
Identify systemic issues enabling correction
Communicate issues to executive and the board
Report on notifiable incidents and breaches

Actions Management

Gain visibility of risk and compliance management actions to ensure they are carried out by the right people and at the right time. The Actions Management register and dashboard help you:

Create and supervise any type of action
Assign owners and contributors
Follow-up and escalate actions
Identify overdue actions

Findings and Issues Management

Centrally manage your findings and issues management with a ready-made register and dashboard that help you:

Identify issues early in a central register
Record, investigate and manage issues and audit findings through to action plan
Understand the progress and ratings of findings and issues with graph insights

Attestations Reporting

Leverage attestations dashboards and reporting to track responses to compliance questions. Focus on potential red-flag areas with:

12-month trend data
Overviews of negative responses or non-responses
Grouping by business unit, control, risk, and category

Compliance. Without the complexity.

Greater visibility & protection

Manage obligations

Respond to regulatory change