Compliance management

Compliance. Without the complexity.

Gain comprehensive insights and drive staff engagement to protect your organization from fines, damage to your reputation and legal action.

Greater visibility & protection

A cohesive, shared view of compliance to meet regulatory obligations and protect your organization.

Centrally manage regulatory obligations and any changes to them
Dynamically link data across obligations, risks, controls, incidents and breaches
Consolidate compliance questions and attestations
Establish a single source of truth and have the evidence to support compliance with your regulatory obligations

Better, faster decisions

Pinpoint potential compliance problems before they become an issue. Protecht provides action-oriented insights in real time.

Insights on obligations, attestations, incidents and more
Drive decision-making with data
Filter and combine real-time data from across the system
Generate custom visualizations at the click of a button

Manage regulatory change

Keep on top of the increasingly complex legal environment with seamless integration with regulatory content providers.

Connect to a LexisNexis feed of regulatory obligations for your particular industry and location
Be alerted to upcoming changes
Ensure understanding with regulatory advice in plain English

Reduce time and money spent on admin

Drive better engagement with obligation owners and contributors. Leverage a system that reminds stakeholders what to do and when to do it.

Streamline management of compliance questions and attestations
Link data directly to teams and users
Optimize compliance follow-up with workflow alerts and reminders
Role-based user experience – from front-line to C-suite

Compliance brochure.

Find out how Protecht helps you to achieve compliance objectives, improve resilience and manage risk.

The complete guide to compliance.

Managing compliance is a formidable task due to the sheer quantity of requirements. Get a helping hand.

Enterprise risk management buyer’s guide.

What an ERM solution is, why you need one, and how to make the right choice.

Calculate your ROI.

See how much you can save with Protecht.

Protecht ERM – your complete picture of compliance

Structured data

Dashboards

Actionable insights

Regulatory obligations content

User experience

Structured data

A single source of truth for your entire team – no more guesswork or duplication.

Dynamic linking of data across obligations, risks, controls, policies, incidents and breaches
Central management of compliance questions, attestations and other essential data
Link to central libraries of risks and controls

Dashboards

User-centric dashboards and workflows for intuitive self-serving and optimized compliance rates.

Dashboards customized without any need for coding
Digital workflows with automated alerts and reminders
All tasks within one view
Attestation processes and assignments of actions

Actionable insights

Real-time views and powerful presentations of interconnected data, ensuring that everyone always knows the why, what, when and how.

Obligations and status of compliance evaluations and reviews
Overdue attestations, reviews, owners of non-compliant obligations
Risk and control assessments
Issues, findings, incidents and breaches
Custom reports and clear visual presentations

Regulatory obligations content

Regulatory compliance obligations always up to date through integration with LexisNexis.

Modules for every industry and location
Obligations covered include cyber, privacy, AML/STF and other key financial services regulations
Plain English advice on current legislative framework
Alerts to upcoming changes

User experience

User-centric forms, dashboards and workflows for intuitive follow-up and maximum productivity.

Configure without any need for coding
Digital workflows with automated alerts and reminders
Scheduler to automate report generation and distribution
Customizable instruction text to guide users on how to record data

Preconfigured content – for a turnkey launch

Optimize your risk management at the click of a button. Set up and maintain your ERM system with Marketplace: preconfigured registers, dashboards and reports.

Popular register packages for compliance management

Obligations Management

Centrally manage and gain visibility into obligations across your organization. The Obligations Management register and dashboard help you:

Consolidate obligation details and link them to your risk and compliance framework
Ensure consistency in the data
Highlight priority areas that need attention such as extreme obligations and overdue reviews
Communicate obligations issues to executive and the board

Incident and Breach Management

This package delivers a register and dashboard to support effective incident and breach management and continual improvement.

Reduce the time staff spend on consistently logging incidents (both actual and near misses) and breaches
Identify systemic issues enabling correction
Communicate issues to executive and the board
Report on notifiable incidents and breaches

Actions Management

Gain visibility of risk and compliance management actions to ensure they are carried out by the right people and at the right time. The Actions Management register and dashboard help you:

Create and supervise any type of action
Assign owners and contributors
Follow-up and escalate actions
Identify overdue actions

Findings and Issues Management

Centrally manage your findings and issues management with a ready-made register and dashboard that help you:

Identify issues early in a central register
Record, investigate and manage issues and audit findings through to action plan
Understand the progress and ratings of findings and issues with graph insights

Attestations Reporting

Leverage attestations dashboards and reporting to track responses to compliance questions. Focus on potential red-flag areas with:

12-month trend data
Overviews of negative responses or non-responses
Grouping by business unit, control, risk, and category

Compliance. Without the complexity.

Greater visibility & protection

Better, faster decisions

Manage regulatory change