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Protecht Academy

Compliance and compliance risk management.

Understanding the development of an efficient risk-based approach to compliance and what that means in practice.

This course, presented by David Tattam, Chief Research and Content Officer at Protecht, covers both Compliance Management and Compliance Risk Management.

The focus is on the development of an efficient risk-based approach to compliance management and what that means in practice from recording compliance obligations to setting up a risk-based approach to monitoring compliance. The management of compliance risk is also covered using an ERM framework.

The course also covers the ISO 37301 standard and aligns the concepts to this standard.


Course overview

In this course, you'll learn:

1.  Defining Compliance, Compliance Management and Compliance Risk Management
2.  Compliance Management
3.  Compliance Risk Management
4.  Risk Appetite for Compliance
5.  Risk and controls self assessment
6.  “Change” -  Delivered risk management
7.  Key Risk Indicators (KRIs)
8.  Controls Assurance
9.  Compliance breach management
10.  Reporting for compliance management
11.  Where to next?


Course expectations

  • Watch approximately 30 videos (TBC)
  • Answer approximately 10 knowledge questions (TBC)
  • Answer 10 quiz questions



  • Approximately 5 hours for the whole course (TBC)



  • US$600 payable by credit card on registration


Next steps

This course is planned to be published in June 2023. Once it is available you will be able to purchase this course on-demand via Protecht Academy. You'll need to log in or register to Protecht Academy in order to purchase and access the course.

Please contact Protecht directly if you would like to discuss packages to implement this training across your organisation. Bulk discounts are available and packages can be invoiced in your local currency.


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Our trainers

David Tattam

Chief Research and Content Officer

David Tattam is the Chief Research & Content Officer and co-founder of the Protecht Group. David's vision is to redefine the way the world thinks about risk and to develop risk management to its rightful place as being a key driver of value creation in each of Protecht's customers.

David is the driving force in taking Protecht's risk thinking to the frontiers of what is possible in risk management and to support the uplift of people risk capability through training and content.

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Michael Howell

Research and Content Lead

Michael Howell is Protecht's Research and Content Lead. He is passionate about the field of risk management and related disciplines, with a focus on helping organisations succeed using a ‘decisions eyes wide open’ approach.

Michael is a Certified Practicing Risk Manager whose curiosity drives his approach to challenge the status quo and look for innovative solutions.


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